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Clinical trials are studies in which people volunteer to test
new drugs or procedures. Doctors use clinical trials to learn whether a
new treatment works and is safe for people. These kinds of studies are
needed to develop new treatments for serious diseases such as cancer.
Deciding to take part in a clinical trial can be hard if you
have cancer. But it is your choice to make, if there is a clinical
trial for which you qualify. A lot has changed over the past few
decades, and many people want to know as much as possible about all of
their options before they make up their mind.
There is always uncertainty when you're thinking about a
clinical trial. Part of it is that the doctors in charge of a clinical
trial don't know ahead of time how things will turn out. If they did,
there would be no need for the study in the first place. Because of
this, there's no simple answer to the question, "Should I take part?"
Most people don't pay much attention to clinical trials until
they have a serious illness like cancer. Medical breakthroughs (the
results of clinical trials) often make the news, but you usually don't
hear about clinical trials themselves unless something has gone wrong
in one of them. The media is quick to report an instance when a
volunteer in a study is harmed. Although it is very rare, people have
been harmed, and have even died, while taking part in clinical trials.
Reports of these tragic outcomes are important, because they help to
expose problems in the system. These problems can then be corrected so
that they don't happen again. Because of bad things that happened in
the past, there are now laws, requirements, and procedures in place to
protect the rights and the health of human volunteers.
What you usually don't hear about in the news are the
thousands of people who are helped each year because they decided to
take part in a clinical trial. You also aren't likely to hear about the
millions who will benefit from others' participation in clinical
trials.
There is no right or wrong choice when it comes time to decide
on taking part in a clinical trial. The decision is a very personal one
and depends on many factors, including the benefits and risks of the
study, what the person hopes to achieve by taking part, and other
preferences and priorities.
Knowing all you can about clinical trials in general -- and
the ones you are looking at in particular -- can help you feel better
about your decision. If you do decide to take part, knowing what to
look for and what to expect ahead of time can be helpful, too.
This guide will address many basic questions and concerns so
that you will be better prepared to discuss clinical trials with your
doctor and your family. It should help you decide which questions you
need to ask and what the answers may mean for you. But in the end, only
you can decide if taking part in a clinical trial is right for you.
One last note: this guide focuses on clinical trials for
people who are being treated for cancer. But most of the information
here applies to other types as well.
Why do we need clinical trials?
Clinical trials show us what works (and what doesn't) in
medicine. They are the best way for doctors to learn what works best in
treating diseases such as cancer. Clinical trials are designed to
answer 2 important questions:
- Does the new treatment work in humans? Is it better than
what's now being used to treat a certain disease? If it's not better,
is it at least as good, perhaps while causing fewer side effects? Or
does it work in some people who aren't helped by current treatments? In
other words, is it a step forward? A treatment that doesn't offer
anything new probably isn't worth studying.
- Is the new treatment safe? This must be answered while
realizing that no treatment or procedure -- even one already in common
use -- is entirely without risk. But do the benefits of the new
treatment outweigh the possible risks?
Answering these questions, while exposing as few people as
possible to an unknown treatment, often requires several different
clinical trials. They are usually grouped into "phases." Clinical
trials in each phase are designed to answer certain questions, while
trying to make sure the people taking part are safe. Every new
treatment is tested in several phases of clinical trials before being
considered reasonably safe and effective. These phases are discussed in
the section "What
are the phases of clinical trials?"
How long have clinical trials been used?
Some doctors and scientists conducted what would now be
thought of as clinical trials as far back as the late 1700s, but
clinical trials were not used widely until the middle of the 20th
century. Up until that time, doctors relied on their own experience in
similar cases and on the teachings of those who came before them.
Progress was slow, and very few medicines could even be tested.
With the discovery of the first antibiotics and other drugs,
doctors needed a reliable way to tell what worked from what didn't.
They also needed ways to find out which of the countless remedies
available at that time were safe for people to use. So they came up
with ways to test and compare treatments in certain groups of people.
The results of these early clinical trials proved to be more useful
than relying on whether or not something worked for one person or a few
people.
In the United States, the Food and Drug Administration (FDA)
must approve new drugs and medical devices (but not dietary
supplements) before they can be advertised or sold to the public. The
FDA began overseeing the safety of new treatments in the late 1930s,
but didn't require proof that they actually worked until the early
1960s. Today, new drugs and medical devices must go through several
phases of clinical trials (discussed later) before they can be approved
for use.
Based on what we have learned about cancer in recent years,
researchers can now develop new treatments in a more logical way and
much faster than in the past. But it's still a hard process that takes
a long time.
New treatments have to pass many tests
before they get to you
Clinical trials are only a small part of the research that
goes into developing a new treatment. Drugs of the future, for example,
first have to be discovered or created, purified, described, and tested
in labs (in cell and animal studies) before ever reaching human
clinical trials. About 1,000 potential drugs are tested before just one
reaches the point of being tested in a clinical trial. On average, a
new cancer drug has at least 6 years of research behind it before it
even makes it to clinical trials. But the major holdup in making new
cancer drugs available is how long it takes to complete clinical trials
themselves. It takes an average of about 8 years from the time a cancer
drug enters clinical trials until it is approved.
Why so long? To be sure it is safe and effective, researchers
look at each new treatment in several different studies. Only certain
people are eligible to take part in each clinical trial. And cancer
clinical trials take years to complete. It takes months, if not years,
to see if a cancer treatment works in any one person. And figuring out
if a drug really improves survival can take a very long time.
The biggest barrier to completing studies is that not enough
people take part in them. Fewer than 5% of adults (less than 1 in 20)
with cancer will take part in a clinical trial. According to the
Pharmaceutical Research and Manufacturers of America (PhRMA), more than
800 cancer medicines were being tested in clinical trials in 2009. Not
all of them will prove to be useful, but those that are may be delayed
in getting approved because so few adults volunteer.
The main reason people give for not taking part in a clinical
trial is that they didn't know the studies were an option for them. But
there are many other reasons. Some people may want to take part but
aren't eligible. Some people are uncomfortable with the idea of being a
volunteer in a study. Others worry that they won't be treated fairly or
could be harmed by an unproven treatment. All of these are valid
concerns. We have addressed them in more detail in the section, "Should I think
about taking part in a clinical trial?"
One of the most important points that must be decided before a
clinical trial can be done is if it is ethical to ask patients to
volunteer for the experimental treatment. Has the study been designed,
as much as possible, to make sure the people involved will be safe?
Will the volunteers get a treatment that is at least as good as, and
maybe even better than, what they would get if they did not volunteer
for the study? Scientific panels are set up to review and approve all
clinical trials to make sure questions like these are answered before
the researchers are allowed to sign-up patients.
What happens before clinical trials?
Pre-clinical (or laboratory) studies
Clinical trials are medical research studies involving people.
But they are done only after "pre-clinical" studies suggest that the
proposed treatment is likely to be safe and will work in people.
Pre-clinical studies, also called laboratory studies,
include:
Cell studies: These
are often the first tests done on a new treatment. To see if it might
work, researchers look for effects of the new treatment on cancer cells
that are grown in a laboratory dish or a test tube. These studies may
be done on human cells or animal cells.
Animal studies:
Treatments that look promising in cell studies are next tested on
tumors in live animals. This gives researchers an idea of how safe the
new treatment is in a living creature.
Although pre-clinical studies give a lot of useful
information, they do not give all the answers. After all, humans and
mice can be very different in the way they absorb, process, and get rid
of substances. A treatment that works against cancer in a mouse may or
may not work in people. And there may be side effects and other
problems that did not show up when the treatment was studied in mice.
Cell studies and animal studies can be confusing when the news
media reports them without making it clear that the studies were not
done on people. Some reporters may not know how many more tests the
treatment must go through before it can be used in humans. And rarely
does anyone mention how many of the treatments will fail one or more of
these tests.
If the pre-clinical studies are completed and the treatment
still seems promising, the FDA must give permission to test it in
humans.
The
investigational new drug (IND) application
Before a clinical trial can be started, the research must be
approved. An investigational
new drug (IND) application or request must be filed with
the FDA when researchers want to study a drug in humans. The IND
application must contain certain information, described below. The FDA
reviews this information before human clinical trials start. Here is
some of the required information on an IND request:
Pre-clinical
studies: Results from studies, including those on animals,
allow the FDA to decide whether the product is reasonably safe for
early testing in humans. This part may also include any experience with
the drug in humans (if the drug has been used or studied in another
country, for example.)
Manufacturing
information: This explains how the drug is made, who makes
it, what is in it, how stable it is, and more about the physical
qualities of the drug. The FDA uses this information to decide whether
the company can make batches of the drug that will always be exactly
the same.
Clinical
protocols and investigator information: Detailed outlines
for the planned clinical studies are looked at to see if the study
might expose subjects to unnecessary risks (see the section "The study protocol").
Information on the clinical investigators who will supervise the study
is reviewed to find out if they are qualified to run clinical trials.
Finally, the research sponsor must commit to getting informed consent
from the research subjects, having the study reviewed by an
institutional review board (IRB), and following all the rules required
for studying investigational new drugs (see the section "Safeguards in institutions").
Some facts about clinical trials: Important
points to keep in mind
Clinical trials are vital in studying all aspects of medicine,
not just cancer. The stakes may seem higher when researching medicines
to treat cancer, but all new treatments (drugs and medical devices)
must go through clinical trials before being approved by the FDA.
Fact: All clinical trials are voluntary
You always have the right to choose whether or not you will
take part in a clinical trial. The level of care you get should not be
affected by your decision. And you have the right to leave a clinical
trial at any time, for any reason. If you decide to leave, your health
care team may ask that you agree to continue to be watched for a
certain length of time to look for any long-term effects of treatment.
We discuss these issues further in the section "What would
taking part in a clinical trial involve?"
Fact: Not all clinical trials study
treatments
Many clinical trials study new ways to detect, diagnose, or
learn the extent of disease. Some even look at ways to prevent the
disease from happening in the first place.
Fact: Even among clinical trials that do
study treatments, not all of them study drugs
Many clinical trials test other forms of treatment, such as
new surgery or radiation therapy techniques, or even complementary or
alternative medicines or techniques.
Fact: When clinical trials do look at drugs,
not all of them study new ones
Even after a drug has been approved for use against a type of
cancer, doctors sometimes find it works better when given a certain way
or when combined with other treatments. It may even work on a different
cancer. Clinical trials are needed to study these possibilities as
well.
Fact: Very few cancer clinical trials
involve a placebo
A placebo is an inactive ingredient or pill used in some types
of clinical trials to help make sure results are unbiased. A placebo is
sometimes called a "sugar pill." Over the years, doctors have observed
that some people begin to feel better even if they just think they're
being treated. Although this effect tends to be brief, and does not
really affect a cancer, it can make a new treatment seem to help. The
possibility of getting a placebo keeps people from knowing if they are
getting the treatment being studied or not, which makes the results
more likely to be valid.
Placebos are rarely used alone in cancer research unless no
known effective treatments exist. It's certainly not ethical to have
someone take a placebo if an effective standard treatment is already
available. When cancer clinical trials compare treatments, they compare
the new treatment against the current standard treatment. At times, a
study may be designed so that patients may not be told which one they
are getting, but they know they are at least getting treatment that
meets the current standard of care.
In some clinical trials, the doctors want to learn if adding a
new drug to the standard therapy makes it work better. In these
studies, some patients get the standard drug(s) and a new one, while
other patients get the standard drug(s) and a placebo. But none of the
patients would get only a placebo. Everyone gets standard treatment if
there is a standard treatment available. (See the next section for an
example of a phase III study that uses a placebo.)
What
are the phases of clinical trials?
Clinical trials are usually conducted in distinct phases. Each
phase is designed to answer certain questions. Knowing the phase of the
clinical trial is important because it can give you some idea about how
much is known about the treatment being studied. There are pros and
cons to taking part in each phase of clinical trial.
Although there are clinical trials for other diseases and
treatments, drugs for cancer patients are used in the examples of
clinical trial phases described below.
Phase 0 clinical trials: Exploring if and
how a new drug works
Even though phase 0 studies are done in humans, this type of
study is not much like the other phases of clinical trials. It is
included here because some cancer patients probably will be asked to
take part in these kinds of studies in the future.
Phase 0 studies are exploratory studies that often use only a
few small doses of a new drug in each patient. They test to find out
whether the drug reaches the tumor, how the drug acts in the human
body, and how cancer cells respond to the drug. The patients in these
studies must have extra biopsies, scans, and blood samples. The biggest
difference between phase 0 and the later phases of clinical trials is
that there is no chance of a direct benefit to the patient from taking
part in a phase 0 trial. Because drug doses are low, there is also less
risk to the patient in phase 0 studies compared with phase I studies.
Phase 0 studies help researchers find out early which drugs do
not do what they are expected to do. If there are problems with the way
the drug is absorbed or acts in the body, this should become clear very
quickly in a phase 0 trial. This process may help avoid the delay and
expense of finding out years later in phase II or even phase III
clinical trials that the drug doesn't act as it was expected to based
on lab studies.
Phase 0 studies are not yet being used widely, and there are
some drugs for which they would not be helpful. The studies are very
small, mostly with fewer than 20 people. They are not a required part
of testing a new drug, but are part of an effort to speed up and
streamline the process.
Here's how a phase 0 study might work:
Lucia has taken several courses of chemotherapy after her
cancer spread. The chemo helped at first, but the cancer came back
again. After talking with her doctor, Lucia does not think she wants
any of the current options that are offered for standard treatment. She
is interested in a clinical trial that might help her. She has found a
phase III clinical trial of a new drug, but the study she wants doesn't
start enrolling for nearly 4 weeks.
Then, her doctor tells her about a new substance that has been
studied and tested in the lab, including animal studies. It looks like
it might help her type of cancer. Phase I human studies have not
started, but a phase 0 study of the new drug, called "EXP0," is
available. This study will only take a few days and is not expected to
have many side effects, because patients will be getting very small
doses of the drug. Lucia learns that extra blood samples and biopsies
will be needed to find out how quickly the drug goes into her blood and
what it does with the tumor. She decides that, even though this will
not help her personally right now, it might help someone else in the
future. She knows that other members of her own family have had this
type of cancer, and she wants them and others to have as many good
options as possible.
When she meets with the research coordinator, he explains in
detail how the study will work. He goes out of his way to make sure
that Lucia understands that the study cannot help her at all. Any
information gained from the study would help the drug maker know
whether they should continue with human studies. Lucia makes sure that
taking the Phase 0 study drug will not keep her from going into the
phase III study next month. She also asks more questions about what is
known about side effects that happened in animal studies, and what else
she might expect. Lucia decides that she is willing to take these
risks, so she signs the consent form and finds out which days she will
need to be at the study center over the next 2 weeks. She answers some
medical questions and signs release forms to get her medical records
from her doctor and the hospital where she was treated. The staff draws
some blood and they plan to start testing next week.
Phase I clinical trials:Is the treatment
safe?
These studies are usually the first trials to involve people.
Although the treatment has been tested in lab and animal studies, the
side effects in people can't always be predicted. For this reason,
these studies usually include a small number of people (15 to 50) and
may be reserved for those who do not have other good treatment options.
Often, people with different types of cancer are eligible for the same
study. These studies are usually done in major cancer centers.
The main reasons for doing phase I studies are to find out the
highest dose of the new treatment that can be given safely (without
serious side effects) and to decide on the best way to give the new
treatment. The first few people in the study often get a low dose of
the treatment and are watched very closely. If there are only minor
side effects, the next few patients may get a higher dose. This process
continues until doctors find the dose that is most likely to work while
having an acceptable level of side effects.
Safety is the main concern at this point because this is
usually the first time the treatment has been used in people. Doctors
keep a close eye on how the people in the study are doing. They watch
for any common but serious side effects. Special tests, such as blood
tests to measure levels of the drug in the body at certain time points,
are often a part of these clinical trials. Some studies may require
time in a hospital. Placebos (sham or inactive treatments) are not part
of phase I trials.
These studies are not designed to find out if the new
treatment works against cancer. Overall, these trials are the ones with
the most potential risk. And only phase 0 has a smaller chance of
helping you than phase I. But phase I studies do help some patients.
For those with life-threatening illnesses, weighing the potential risks
and benefits carefully is key.
Here's an example of a typical phase I
clinical trial, but keep in mind that each study is slightly different:
Bruce was diagnosed with cancer 4 years ago. He was first
treated with radiation therapy, but the cancer was later found to have
spread to distant parts of his body. His doctor told him chemotherapy
drugs A and B might help him. Bruce's cancer shrank for a short time
while he was taking drug A, but then it began to grow again. Drug B did
not work for him.
Because Bruce is still fairly young, his doctor suggests he
might want to consider trying a new form of treatment, "EXP1," which is
being studied in a phase I clinical trial at a nearby university
hospital.
Bruce talks with the doctor conducting the study. The doctor
explains that the drug being studied showed some promise in lab tests,
but exactly how well it will work in people is still unknown. What's
more, it may have side effects that haven't been seen yet. After
getting all of his questions answered and weighing his options, Bruce
decides to take part in the study.
Because 3 people have already enrolled in the study and have
had no major side effects, Bruce will be the first person to get a
higher dose of the treatment. He will need to stay in the hospital
overnight on the first night. This is both to watch for any unexpected
reactions and to take blood samples every few hours so that doctors can
figure out how long the treatment stays in his body. He will get to go
home the next day, but must return regularly over the next few weeks to
be watched closely until it is time for the next treatment.
Phase II clinical trials: Does the treatment
work?
If a new treatment is found to be reasonably safe in phase I
clinical trials, the treatment can then be tested in a phase II
clinical trial to see if it works the way researchers think it will.
Usually, a group of 25 to 100 patients with the same type of
cancer gets the new treatment in a phase II study. They are treated
using the dose and method found to be most safe and effective in phase
I studies. In a typical phase II clinical trial, all the volunteers
usually get the same dose, and no placebo is used.
But some phase II studies do randomly assign participants to 1
of 2 treatment groups, much like what is done in phase III trials (see
below). These groups may get different doses or get the treatment in
different ways to see which provides the best balance of safety and
effectiveness. Phase II studies are often done at major cancer centers,
but may also be done in community hospitals or even doctors' offices.
Doctors look for some evidence that the treatment works. The
type of benefit or response they look for depends on the goals of the
clinical trial. This may mean the tumor shrinks or disappears. Or it
might mean there is an extended period of time where the tumor does not
get any bigger, or there is a longer time before a cancer comes back.
In some studies the benefit may be an improved quality of life. Many
studies look to see if people getting the new treatment live longer
than they would have been expected to without the treatment.
If a certain percentage of the patients benefit from the
treatment, and the side effects aren't too bad, the treatment is
allowed to go on to a phase III clinical trial. Along with watching for
responses, the research team keeps looking for any side effects. Larger
numbers of patients get the treatment in phase II studies, so there is
a better chance that less common side effects may be seen.
Here's an example of a phase II clinical
trial. Again, phase II studies vary and may be somewhat different:
Angela was diagnosed with cancer several months ago. Only one
form of treatment, drug C, is known to work for people with her type of
cancer, but it only works in about half of the people who try it. After
several months of this treatment, Angela's doctor told her that it did
not seem to be helping in her case.
After doing a little research online, Angela and her doctor
decide her best bet may be to enroll in a clinical trial. They find a
phase II study being done by a doctor nearby, who is testing a new type
of medicine, called "EXP2." This medicine was already found to be safe
in phase I studies. Although not many people have tried EXP2, a couple
of people with Angela's type of cancer were helped by it.
Angela, like all of the other people in this study, will get
EXP2 once a week as an outpatient at a local hospital. Before getting
the drug each week, she will have physical exams and blood tests to see
how her body is responding to the medicine. She will also have scans
done after several weeks to see if the drug is affecting the cancer.
She had tests like this while getting drug C, but this time the tests
and exams are done more often. All of the extra testing is paid for by
the group running the study.
Phase III clinical trials: Is it better than
what's already available?
Treatments that have been shown to work in phase II studies
usually must go through one more stage of testing before they are
approved for general use. Phase III clinical trials compare the safety
and effectiveness of the new treatment against the current standard
treatment.
Phase III clinical trials usually have a large number of
patients, at least several hundred. These studies are often done in
many places across the country (or even around the world) at the same
time. They are more likely to be offered by community-based
oncologists.
Because doctors do not yet know which treatment is better,
patients are often chosen at random, (called randomized) to get
either the standard treatment or the new treatment. When possible,
neither the doctor nor the patient knows which of the treatments the
patient is getting. This type of study is called a double-blind study.
Randomization and blinding are discussed in more detail later on.
As with other studies, patients in phase III clinical trials
are watched closely for side effects, and treatment is stopped if they
are too bad. Placebos may be used in some phase III studies, but they
are never used alone if there is already a treatment available that may
work.
Here's an example of a phase III clinical
trial that could possibly involve a placebo:
Li has just been diagnosed with cancer. His surgeon was able
to remove the tumor, but tells Li that this kind of cancer returns in
about one-third of patients. For this reason, doctors usually recommend
giving a short course of chemotherapy drug D. Although this is the best
drug available for reducing the likelihood of recurrence, some cancers
still return.
Li's doctor tells him that a new type of therapy, called
"EXP3," is now being studied. EXP3 was designed to be given along with
drug D. Earlier studies in animals and people have shown that the
combination of drug D and EXP3 seems to be safe and effective. But it
is not yet known if this combination will be better than the current
standard of drug D alone in reducing the risk of recurrence. So the
doctors are testing it in a phase III clinical trial.
To do this, they've designed a study that assigns people with
this cancer to 1 of 2 groups: one group will get drug D plus EXP3,
while the other group will get drug D plus a placebo. The patients will
not know whether they are getting EXP3 or the placebo. But all patients
will be getting drug D, which is the accepted standard of care. The
people who get EXP3 may do better than those who get the placebo. On
the other hand, they may do worse because of things like unknown side
effects. Or both groups may do about the same, in which case EXP3 would
not be any better than the placebo. (If this happens, drug D alone
would remain the standard care.)
Li, in deciding whether to take part in the clinical trial,
needs to understand that he will be randomly assigned to 1 of the 2
treatment groups, and neither he nor his doctor will have control over
this. He also needs to understand that while on this study, he will not
know if his group is getting EXP3 or a placebo.
Randomization is used in many phase III studies because it
helps reduce the risk that one group will be different from the other
when they go into the study, which could affect outcome. Blinding
reduces the risk that the doctors will be biased in their evaluations
of the patients' outcomes. These controls help make the study results
more credible.
When possible, participants are randomized to ensure that the
2 study groups are much the same -- to make sure that they both contain
people in similar states of health, so the results are not skewed in
favor of one group. If people were allowed to choose which treatment
they got, the study results might not be as accurate. For example,
people who were sicker might tend to choose one treatment over the
other. If the new treatment was then found not to work as well, doctors
couldn't be sure if this was because the treatment wasn't as good or
because it was tested in sicker people.
Often people have a 50:50 chance of ending up in one group or
the other. In some cases, the study may allow for a different ratio,
such as 2 out of 3 people getting the new treatment and only 1 out of 3
getting the standard treatment.
Some people find the concept of randomized studies
distressing, since neither the patient nor the doctor can choose which
group the patient is in. This can be especially true if a study is
looking at 2 totally different treatments and a person sees one as
possibly better than the other. But remember, doctors are doing the
study because they really don't know which one is better.
Unfortunately, taking part in such a study is sometimes the only way a
person has a chance of getting a new form of treatment. But even then,
that treatment may or may not be the best one for him or her.
Blinding is another area of concern for some people. In a
blinded study, the patient doesn't know which treatment he or she is
getting. In a double-blinded
study, neither the patient nor the doctor knows which
treatment is being used. Not knowing what you are getting can be
difficult. Your doctor can always find out which group you are in if
there is an important medical reason (such as a possible drug
reaction), but it may result in your being removed from the study.
The possibility of getting a placebo can also be upsetting to
some people. But this very rarely means you would get no treatment,
unless there was no effective standard treatment to compare with the
new drug. Again, in the example above, Li will definitely get drug D,
but he will also get either EXP3 or a placebo.
Submission for FDA approval: New drug
application (NDA)
In the United States, when clinical trials show a new drug
treatment is more effective and/or safer than the current standard
treatment, a new drug application (NDA) is submitted to the Food and
Drug Administration (FDA) for approval. The FDA then reviews the
results from the clinical trials and other relevant information. If the
FDA has questions, it may ask for more information or even require that
more studies be done. This can extend the approval process to more than
5 years.
Based on its review, the FDA decides if the treatment is OK to
be used in patients with the type of illness the drug was tested on. If
it is, the new treatment often becomes the standard of care, and newer
drugs must be tested against it before being approved.
Phase IV clinical trials: What else do we
need to know?
Even after testing a new medicine on thousands of people, the
full effects of the treatment may not be known, and some questions may
still need to be answered. For example, a drug may get FDA approval
based on the fact that it was shown to reduce the risk of cancer
recurrence. But does this mean that those who get it are more likely to
live longer? Are there rare side effects that haven't been seen yet, or
side effects that only show up after the drug is used for a long time?
These types of questions may take many years to answer fully, and may
not be critical for getting a medicine to market. They are often
addressed in what are known as phase IV clinical trials.
Phase IV studies look at drugs that have already been approved
by the FDA. They are already available for doctors to give to patients,
but these studies are still needed to answer important questions.
When thinking about taking part in a phase IV trial, you
should know that the drug has already been approved for use. You do not
need to enroll in the study to get the medicine. At the same time, the
care you would get in these types of studies often is very much like
what you could expect if you were to get the treatment outside of a
clinical trial. You should be reassured that in taking part you would
be getting a form of treatment that has already been studied a lot and
that you would be doing a service to future patients.
Who sponsors clinical trials? Who conducts
them?
Of the thousands of cancer clinical trials going on at any one
time, the National Cancer Institute (NCI), a part of the National
Institutes of Health (NIH), sponsors (pays for) a good portion of them.
These studies are often run by NCI-sponsored cancer cooperative groups,
which are networks of doctors and institutions across the country who
specialize in a particular aspect of cancer.
In the United States, there are currently 10 major cooperative
groups conducting cancer studies:
American College of
Radiology Imaging Network (ACRIN)
American College of Surgeons Oncology Group (ACOSOG)
Cancer and Leukemia Group B (CALGB)
Children's Oncology Group (COG)
Eastern Cooperative Oncology Group (ECOG)
Gynecologic Oncology Group (GOG)
National Surgical Adjuvant Breast and Bowel Project (NSABP)
North Central Cancer Treatment Group (NCCTG)
Radiation Therapy Oncology Group (RTOG)
Southwest Oncology Group (SWOG)
Other government agencies, including parts of the Department
of Veterans Affairs and the Department of Defense, also sponsor some
cancer clinical trials.
The other main sponsors of clinical trials are pharmaceutical
and biotechnology companies, which must prove their medicines are safe
and effective before they can be marketed. Some non-profit
organizations also sponsor clinical trials.
Researchers conduct clinical trials in many different
settings. Major cancer centers are often the focal points of clinical
trials research. Because they usually have the most advanced facilities
and highly trained staffs, they can conduct all phases of clinical
trials. But they are not the only places where these studies take
place.
Community hospitals across the country also take part in
clinical trials, although these are usually phase II or III studies.
Many of these hospitals are part of the NCI's Community Clinical
Oncology Program (CCOP). CCOP members conduct the same clinical trials
across the country. Community hospitals may conduct other, privately
sponsored, studies as well.
Doctors in private practice can also be involved in clinical
trials, either as members of cooperative groups or by being actively
involved in privately sponsored research. But many doctors decide not
to conduct clinical research, for a number of reasons.
What this may mean for you
At one time, clinical trials were done only at major medical
centers. This often meant that patients had to travel long distances
and were treated by doctors they did not know very well. This is
sometimes still the case, especially with phase I and some phase II
studies. Of course, this is not necessarily a bad thing. Many people
prefer to be treated in major cancer centers because of their
experience, reputation, and resources. Ultimately, the hassles of
traveling must be weighed against the chance of being helped by the
treatment.
Patients now have more options. This may include staying
closer to home during a study or even staying with their own doctors.
Your doctor may or may not be involved in clinical trials. If he or she
is, you may be eligible for one of them. Whether this is the right
study for you is, of course, a question worth asking. Keep in mind,
each study also has its own requirements that a person must meet to
take part. See the section "Eligibility (inclusion) criteria" to learn
more about this.
Although clinical trials are now done in many different
settings, this should not affect the quality of care you receive. No
matter where a study is done, the same rules are in place to protect
patients.
Having so many options can be a burden in and of itself. With
the thousands of clinical trials under way across the country, how can
you -- or even your doctor -- decide which one is best for you? At this
time, there is no complete list of all the cancer clinical trials. But
there are some good places to start looking if you're interested. We'll
explore these in the section, "What's out there?
Finding clinical trials."
Should
I think about taking part in a clinical trial?
This is one of the toughest questions many people with cancer
will face. The answer won't be the same for everyone. When trying to
decide, first ask yourself some basic questions:
- Why do I want to take part in a clinical trial?
- What are my goals and expectations if I decide to take
part? How realistic are these?
- How sure are my doctors about what my future holds if:
- I decide to participate?
- I decide not to participate?
- Have I considered:
- The chance of benefit versus risk?
- Other possible factors, such as time and money?
- My other possible options?
Some of these questions may not have clear-cut answers, but
they should help you start thinking about some important issues. Each
person's situation is unique, and each person's reasons for wanting or
not wanting to take part in a study may be different.
Risk versus benefit
Each clinical trial offers its own opportunities and risks,
but most have some things in common. For the most part, clinical trials
(other than phase 0) have some of the same potential benefits:
- You may help others who have the same condition in the
future by helping to advance cancer research.
- You may have access to treatment that is not otherwise
available, which might be safer or work better than current treatment
options.
- You may increase the total number of treatment options
available to you, even if you haven't yet had all of the standard
treatments.
- You may feel you have more control over your situation and
are taking a more active role in your health care.
- You will probably get more attention from your health care
team and more careful monitoring of your condition and the possible
side effects of treatment.
- Some study sponsors may pay for part or all of your medical
care and other expenses during the study. (This is not true for all
clinical trials. Be sure you know who is expected to pay for your care
before you enroll in the study.)
Some of the possible downsides of being in a study can include
the following:
- The new treatment may have unknown side effects or other
risks, which may or may not be worse than those from existing
treatments. This is especially true of early phase trials.
- As with other forms of therapy, the new treatment may not
work for you, even if it helps others.
- There may be inconveniences such as more frequent testing,
as well as time and travel commitments.
- If you take part in a randomized clinical trial, you may
not have a choice about which treatment you get. If the study is
blinded, you (and maybe your doctor) will not know which one you are
getting (although this information is available if needed for your
safety). This will be explained to you before you decide to take part.
- Insurers may not cover all of the costs of taking part in a
clinical trial, although they usually cover the costs of what would
normally be standard care. Be sure to talk to your insurance provider
and to someone involved with the study before you decide to take part,
so you know what you may have to pay for.
Answers to some common questions about
clinical trials
Most people have some concerns about taking part in a clinical
trial, often because they're not really sure what it will mean for
them. Taking time to get as much information as you need before you
decide is the best way to be sure that you will make the choice that is
right for you.
Will there be risks?
Yes, all clinical trials have risks. But any medical test,
drug, or procedure has risks. The risk may be greater in a clinical
trial because some aspects of any new treatment are unknown. This is
especially true of phase I and II clinical trials, where the treatment
has been studied in fewer people.
Perhaps a more important question is whether the risks are
outweighed by the possible benefits. People with cancer are often
willing to accept a certain amount of risk for a chance to be helped,
but it is always important to be realistic about what this chance is.
Ask your doctor to give you an idea of what the possible benefits are,
and exactly what benefit is likely for you.
With this in mind, you can make a more informed decision. Some
people may decide that any chance of being helped is worth the risk,
while others may not. Others may be willing to take certain risks to
help others.
Will I be a "guinea pig?"
There's no denying that the ultimate purpose of a clinical
trial is to answer a medical question. People who take part in clinical
trials may need to do certain things or have certain tests done to stay
in the study.
But this does not mean that you will not get excellent,
compassionate care while in the study. In fact, most people enrolled in
clinical trials appreciate the extra attention they get from their
health care team. In 2005, the Coalition of Cancer Cooperative Groups
surveyed over 1,700 people with cancer on their awareness and attitudes
about clinical trials. Only a few had taken part in clinical trials.
But most of those who did were very satisfied: 96% said they were
treated with dignity and respect, 92% said they had a positive
experience, and 91% would recommend that family or friends take part in
a clinical trial if faced with cancer.
Will I get a placebo?
Most cancer clinical trials do not use placebos unless they
are given along with an active drug. It would be unethical to give
someone an inactive medicine if it would deny the person a chance to
get a drug that has already been shown to work.
Unfortunately with cancer, there are some situations for which
there are no effective treatments. In rare cases, testing a new
treatment against a placebo might be needed to prove that the treatment
is better than nothing at all.
The very least you should expect from any clinical trial is to
be offered the standard of care already being used. (See the section, "What are the
phases of clinical trials?" for an example of a phase III
study using a placebo.)
Will my information be kept confidential?
As much as possible, all of your personal and medical
information will be kept confidential. Of course, your health care team
needs this information to give you with the best possible care, just as
they would if you were not in a clinical trial.
Medical information that is important for the study, such as
test results, is usually put on special forms and into computer
databases. This is then given to the people who will analyze the study
results. Your information is assigned a number or code -- your name is
not on the forms or in the study database. Sometimes, members from the
research team or from the Food and Drug Administration may need to look
at your medical records to be sure the information they were given is
correct. But your personal information is not given to them and is
never used in any published study results.
Other questions you should ask your research
team
Each clinical trial is unique, with its own potential benefits
and risks. Before you decide to take part in a clinical trial, make
sure you have answers to the following questions:
- Why is this study being done?
- What is likely to happen if I decide to take part or decide
not to take part in the study?
- What are my other options (standard treatments, other
studies)? What are their pros and cons?
- How much experience do you have with this particular
treatment? With clinical trials in general?
- What were the results in earlier studies of this treatment?
How likely are they to apply to me?
- What kinds of treatments and tests would I need to have in
this study? How often are they done?
- Will this require extra time or travel on my part?
- How could the study affect my daily life?
- What side effects might I expect from the study? (Keep in
mind that there can also be side effects from standard treatments and
from the disease itself.)
- Will I have to be in the hospital for any parts of the
study? If so, how often and for how long?
- Will I still be seeing my regular doctor?
- Will I have any costs? Will any of the treatment be free?
Will my insurance cover the rest?
- If I am harmed as a result of the research, what treatment
will I be entitled to?
- How long will I be in the study?
- Are there reasons I would be removed from the study? Are
there reasons the study might be stopped early?
- Is long-term follow-up care part of the study? What would
it involve?
- If the treatment is working for me, can I keep getting it
even after the study ends?
- Can I talk to other patients already taking part in the
study?
- Will I be able to find out about the results of the study?
You might find it helpful to include trusted friends and
family members in your decision making process. They may ask questions
you hadn't thought of and can help make sure that you're making a
decision that's right for you. Also, getting a second opinion from a
doctor who is not involved with the study can give you a broader sense
of whether this study is the best one for you.
What protects the study participants?
Several levels of safeguards are in place to help protect the
people who take part in clinical trials. There are still risks involved
with any study, but these safeguards try to reduce the risk as much as
possible.
Three basic principles, as outlined in the Belmont Report from
the late 1970s, provide the basis for research involving humans:
- Respect for
persons: Recognizing that all people should be respected
and have the right to choose what treatments they receive
- Beneficence:
Protecting people from harm by maximizing benefits and minimizing risks
- Justice:
Trying to ensure that all people share the benefits and burdens of
research equally
These principles are upheld by individuals and groups at the
sites conducting research, and also by government agencies charged with
overseeing clinical trials. A very important part of patient protection
is the informed consent process, which is described in detail in the
section "What
would taking part in a clinical trial involve?"
Safeguards
in institutions
Centers conducting clinical trials have committees that review
all potential and ongoing clinical trials to protect the safety of
those in the study. These are required for all federally funded
clinical trials, but even privately sponsored studies typically undergo
such reviews.
Institutional review boards (IRBs)
Institutional review boards (IRBs) are groups of people
responsible for protecting the welfare of the people who take part in
the study and making sure that studies comply with federal laws. The
boards are often made up of medical experts (such as doctors and
nurses), other scientists, and non-medical people. All of the people on
the IRB cannot come from only one of these groups. In other words, an
IRB couldn't be a group of just doctors. Many institutions have their
own IRBs, but some smaller centers may use larger, "central" IRBs. The
federal Office of Human Research Protections (OHRP; see below) oversees
the activities of IRBs.
Researchers who want to start a study must first submit the
study protocol (the plan that describes the study in detail) to the IRB
for review. The IRB must decide if the study would be acceptable on
medical, ethical, and legal grounds. In other words, does the study
address a worthwhile question, and is it doing so in a way that ensures
the safety of those taking part as much as possible? One of the most
important jobs of an IRB is to make sure the informed consent form that
people entering the study must sign is accurate, complete, and easy to
understand. Once a study begins, the IRB also follows its progress
regularly to look for potential problems.
If you take part in a clinical trial, you can contact the
study's IRB directly with any questions or concerns regarding safety.
Data safety monitoring boards (DSMBs)
Data safety monitoring boards (DSMBs) are used for phase III
(and some earlier phase) studies. They are committees made up of
doctors and other scientists not involved in the study. Their job is to
look at study statistics. They monitor the results of the clinical
trial at different time points and can stop a study early (before all
of the intended participants have been enrolled or completed the study)
if:
- it becomes clear that the new treatment is much more (or
much less) effective, so as to allow all study participants to get the
better treatment
- safety concerns arise (such as risks of the new treatment
clearly outweighing the benefits), so that no more people are exposed
to possible harm
The clinical investigator
The clinical investigator is the person who is in charge of
all aspects of a particular study. Most often the clinical investigator
is a doctor; in some settings this person is called the principal investigator,
or PI. Ultimately, the responsibility for patient safety in a clinical
trial lies with the clinical investigator. Part of this responsibility
is letting the study sponsor know right away when serious side effects
occur.
Many clinical investigators have years of experience in
running clinical trials. Their credentials are submitted to the FDA
along with the investigational new drug application before the study is
approved.
Government agencies
Several government agencies play roles in ensuring that all
research is conducted with patient safety in mind. These include:
Office of Human Research Protections
The Office of Human Research Protections (OHRP) is the
government's main guardian of people's safety and welfare in clinical
trials. It was established in 2000 to coordinate efforts to protect all
people involved in federally funded research. It enforces the rules
regarding the informed consent process, institutional review boards
(IRBs), and the participation of people with special needs in clinical
trials, such as children and those with mental disabilities.
The OHRP has suspended research activities at several
institutions in the past few years, including those in some major
research centers, until system flaws were corrected.
The OHRP also educates research centers and individuals to
help them comply with current clinical trials standards.
Food and Drug Administration
The Food and Drug Administration (FDA) has the final say about
whether or not a new treatment can be given to patients. Once all
phases of clinical trials on a new treatment are completed, the FDA
reviews the information and decides if it is safe and effective enough
to be approved.
But the FDA's role in many clinical trials begins long before
this. Any sponsor seeking approval for a new treatment must submit all
study protocols to the FDA before the clinical trials are allowed to
begin. See the section, "The
investigational new drug (IND) application" for more.
The FDA also inspects (audits) sites conducting clinical
trials, especially if there is reason to think they are not following
proper procedures. If serious problems are found, the FDA can forbid a
particular site or doctor from doing any further research.
But the authority of the FDA is not absolute. Clinical trials
that study treatments that are already on the market are not subject to
the same FDA regulations (although many are still done in much the same
way). And substances considered to be "dietary supplements" do not need
FDA approval to be sold in the first place. [Dietary supplement makers
aren't required to prove that their products are safe or effective. So
they usually do not bother to conduct clinical trials. A fairly small
number of clinical trials are done to study the effects of dietary
supplements. Most of these are funded by the National Institutes of
Health (NIH).]
National Cancer Institute
The National Cancer Institute (NCI), part of the NIH, sponsors
many of the cancer clinical trials going on at any one time, including
those being conducted by cooperative groups. Proposals for such studies
must be approved by the NCI before funding is granted. The NCI also
audits each site involved in NCI-sponsored research at least once every
3 years.
What's
out there? Finding clinical trials
People find out about clinical trials in different ways. Most
people who enter clinical trials do so after hearing about them from
their doctor. Many cancer patients actively look for clinical trials on
the Internet or in other places, hoping to find more options for
treatment. Some clinical trials are advertised directly to patients.
If you already have a particular clinical trial in mind, you
may want to go to the section ("How do I
figure out which study is for me?") to learn what you should
know about the study.
Sources of information about clinical trials
At this time there is no one place to find out about all of
the cancer clinical trials now enrolling patients. But you should know
about several resources. These resources can be divided into 2 main
types: clinical trials lists and clinical trials matching services.
Clinical trial lists
These sources give you the names and descriptions of clinical
trials of new treatments. If there is a study you are interested in,
you will probably be able to find it in a list. The list will often
include a description of the study, the criteria for patient
eligibility, and a contact person. If you (or your health care
providers) are willing and able to read through descriptions of all the
studies listed for your cancer type, then a list may be all you need.
Some organizations that provide lists can help you narrow the list a
little, according to the kind of treatment you are looking for
(chemotherapy, immunotherapy, radiation therapy, etc.) and the stage of
your cancer.
Clinical trials matching services
Over the past few years, several organizations have developed
computer-based systems to match patients with studies they may be
eligible for. This service is often offered online.
Each may differ somewhat in how it works. Some of the services
allow you to search for clinical trials without registering at the
site. If you have to register, they usually assure you that your
information will be kept confidential. Either way, you will probably
have to enter certain details, such as the type of cancer, the stage of
the disease, and any previous treatments you may have had. When given
this information, these systems can find clinical trials for which you
may be eligible, and save you the time and effort of reading
descriptions of studies that are not relevant to you. Some groups also
allow you to subscribe to mailing lists so that you are informed as new
studies open up.
Although they are usually free to users, most clinical trial
matching services get paid for listing studies or get a finder's fee
from those running the studies when someone enrolls. Because of this,
there may be some differences in the way they rank the studies, or the
order in which they present the studies to you.
How to choose a
clinical trials matching service: Because different
services work differently, be sure you understand how the service you
are looking at operates. Ask the following questions. (Note that the
answers do not necessarily mean that the service is not worth using.)
- Is there a fee for using the service?
- Do I have to register to use the service?
- Does the service keep my information confidential?
- Where does the service get its list of clinical trials?
- Does the service rank the studies in any particular order?
Is this based on fees they get?
- Can I contact the service through the Internet or by
telephone?
The American
Cancer Society Clinical Trials Matching Service: After
reviewing the available matching services, the American Cancer Society
chose to work with the Coalition of Cancer Cooperative Groups to
provide a free, confidential, and reliable matching and referral
service for patients looking for clinical trials. The Coalition of
Cancer Cooperative Groups is a non-profit service organization formed
in 1997 with the goal of assuring access to cancer clinical trials.
The American Cancer Society helps patients find high quality
care in clinical trials that best match their medical needs and
personal preferences, while helping researchers study more effective
treatments for future patients
The TrialCheck® database,
developed and maintained by the Coalition of Cancer Cooperative Groups,
is a comprehensive database that includes the Coalition, National
Cancer Institute, and industry trials. To our knowledge, this is the
most complete matching database of cancer clinical trials available.
A unique feature of TrialCheck, called TrialTracker®,
will let the Coalition see which patients actually enrolled in a
clinical trial and track their experiences in the study.
The clinical trials information provided by the American
Cancer Society is not biased in any way. It is updated every day, as is
the contact information that allows patients to get in touch with the
doctors and nurses at cancer centers running each of the studies.
You can access the TrialCheck system through our Web site, www.cancer.org (click
on "Find a Clinical Trial") or through a toll-free number,
1-800-303-5691.
To learn more about the Coalition of Cancer Cooperative Groups
and TrialCheck products used by our Clinical Trials Matching Service,
visit www.cancertrialshelp.org/patientsCaregivers/patientsCaregivers.jsp.
Other clinical trials lists and matching services: The
National Cancer Institute (NCI) sponsors most government-funded cancer
clinical trials. The NCI has a list of active studies (those currently
enrolling patients), as well as some privately funded studies. You can
find the list on their Web site at www.cancer.gov/clinicaltrials
or by calling 1-800-4-CANCER (1-800-422-6237). You can search the list
by the type and stage of cancer, by the type of study (for example,
treatment or prevention), or by zip code.
The National Institutes of Health (NIH) has an even larger
database of clinical trials at www.clinicaltrials.gov,
but not all of these are cancer studies.
EmergingMed provides a free and confidential matching and
referral service for cancer patients looking for clinical trials at www.emergingmed.com,
or you can call 1-877-601-8601.
CenterWatchSM (www.centerwatch.com)
is a publishing and information services company that keeps a list of
both industry-sponsored and government-funded clinical trials for
cancer and other diseases.
Private companies, such as pharmaceutical or biotechnology
firms, may list the studies they are sponsoring on their Web sites or
offer toll-free numbers so you can call and ask about them. Some of
these firms also offer matching systems for the studies they sponsor.
This can be helpful if you are interested in research on a particular
experimental treatment and know which company is developing it.
How
do I figure out which study is for me?
Whether your doctor suggests a certain clinical trial or you
use the available lists or matching services on the Web, how do you
know which study makes the most sense for you?
You could be eligible for several studies at the same time.
There may be obvious reasons for not choosing some, such as those that
are being done too far away from where you live, but with others the
choice may not be so clear. Understanding what each study involves can
help you make your decision.
The
study protocol
The study protocol is the written plan for how a clinical
trial is to be conducted. It is what is submitted to the FDA and to an
institutional review board (IRB) before a new treatment can be studied.
A protocol contains the following information:
- Why the study is being done (including the goals of the
study)
- Information about the treatment being tested, often
including results of studies done before
- The phase of the study and how many people will be enrolled
- Who is eligible for the study
- How the treatment is to be given
- What tests will be done during the study and how often
- Other information that will be collected on participants
Actual study protocols can be as long as 100 pages or more,
and they can be very technical. Because they are not written with
patients in mind, making sense of their language is not always easy.
The clinical trial lists available on the Web often include
summaries of these protocols, just highlighting some key points.
Research team members may also have protocol summaries or other
information about the study they can share with you. Often, the most
important information for patients looking for studies is the
eligibility criteria (see below) and any information available about
the new treatment.
Eligibility (inclusion) criteria
Each clinical trial has certain conditions, or criteria, that
must match the patients' conditions before they can enter the study.
These are necessary to ensure that the study can answer the questions
it was designed to answer. For cancer clinical trials, these criteria
usually have to do with:
- the type of cancer a person has
- the stage (extent) of the cancer
- previous treatments a person must or must not have had
- the length of time since a person last received treatment
- results of certain lab tests
- the medicines a person is taking
- other medical conditions the person has
- any previous history of another cancer
- a person's activity level (also known as performance
status)
Other factors, such as a person's age and sex, may also be
part of the criteria. There may be other criteria for each study, as
well.
Advertisements and clinical trial lists may not contain all of
a study's eligibility criteria. If you've found a study you think you
might qualify for, you can usually contact someone involved with the
study to get a full list of the eligibility criteria.
I think I'm eligible. Now what?
Once you've found a study that you think you're eligible for,
deciding if it's the right one for you can still be hard. There may
even be more than one that looks promising. Again, it is important to
learn as much as you can.
Talk with someone connected to the study. This could be the
clinical investigator or principal investigator (PI) -- the person in
charge of the study -- or a research coordinator. Research coordinators
are usually nurses. One of their jobs is to check to see if people meet
eligibility criteria before they get into a study. They also make sure
that the study protocol is followed for each patient. Often they serve
as a link between study patients and their doctors.
Both PIs and research coordinators should be able to answer
your questions about the study. See the section "Should I think
about taking part in a clinical trial?" for a list of
questions you might want to ask. Although they can give you answers
about their particular clinical trial, they are not likely to be
helpful in discussing other studies you might be thinking about. What's
more, they could be biased (even if they don't mean to be) toward their
own study.
If you haven't done so already, talk to your doctor about
clinical trials you are looking at. Bring in whatever information you
can, so that your doctor can help you figure out what might be right
for you. Although no doctor knows about every clinical trial being
done, your doctor knows your medical situation best and can probably
tell you if the study is worth considering. This discussion can take
some time, so you may need to make a special appointment to allow your
doctor enough time to look over the information you provide.
You might also want to get a second opinion from a doctor not
connected to the studies you are looking at. Doctors who are well known
in their fields usually know about the latest experimental treatments,
and they may be able to point to those that look more promising.
If you have access to the Internet, you can find some
information on your own. Try to find out if the new treatment has been
studied before or if it is being studied now in other diseases, as well
as if any results are available. If this is hard for you, have someone
close to you help or do it for you. People with a medical background
may have an easier time sorting through such information.
Finally, talk to friends and family members you trust.
Although the final decision is yours, their opinions may give you
insight into things you had not thought about.
What about cost? Will my insurance cover it?
It is important to get these questions answered before
deciding to take part in a clinical trial. Recent studies have shown
that the overall costs of taking part in a clinical trial are not much
more than the costs of treatment outside of a study. Still, insurance
coverage can vary widely.
When insurers do cover costs related to clinical trials, it is
usually only for tests, treatments, or doctor's visits that would have
been part of your treatment plan if you were not taking part in a
study. In other words, they are not likely to pay for special tests or
treatments you are getting just because you're in the study.
The study sponsor (whether it is the government or a
pharmaceutical or biotechnology company) usually provides the new
treatment at no cost and pays for special testing or extra doctor
visits. Some sponsors may pay for more than this; for example, some may
offer to pay you back for travel time and mileage. It is important to
find out what will be paid for before entering the study.
Private insurers
In the past, insurers were sometimes reluctant to pay for any
of the costs related to a clinical trial. Their concern was that they
would be paying for treatments that had not been proven to work.
In recent years, many (but not all) major insurance providers
have volunteered to cover some of the costs of clinical trials. Still,
they may limit which types of trials they will cover. They are more
likely to pay for costs from phase II or phase III clinical trials, but
most of the time they look at each request on a case-by-case basis.
Medicare
Medicare normally covers any cancer care when it is part of
either:
- a clinical trial for the diagnosis and treatment of cancer;
or
- a clinical trial funded by the National Cancer Institute
(NCI), NCI-Designated Cancer Centers, NCI-Sponsored Clinical Trials
Cooperative Groups, or another federal agency that funds cancer
research.
This care may include the following:
- routine tests, procedures, and doctor visits
- services or items that are part of the experimental
treatment, such as costs to give the investigational drugs
- health care needs linked to being in a clinical trial, such
as a test or hospitalization because of a side effect or problem
What costs are not covered by insurance?
- investigational drugs, items, or services that are being
tested as part of the clinical trial
- items or services used only to collect data for the
clinical trial
- anything that is provided for free by the sponsor of the
clinical trial
- any co-insurance and deductibles
Cancer prevention trials currently are not covered by
Medicare. If you are not sure whether your trial meets all of the
requirements, discuss these concerns with your doctor or call the
Medicare information number (1-800-633-4227). Other trials may be
covered, so be sure to ask about other clinical trials before you begin
taking part in one that may not be covered.
Laws about insurance coverage of clinical
trials
Recognizing the importance of clinical trials, many states
have passed laws about insurance coverage for research studies. And
more states are now looking at such laws. A few states have worked out
voluntary agreements with insurance companies to cover clinical trials.
The types of studies and exact coverage required by these laws
vary from state to state -- some cover all clinical trials, while
others may cover only certain phases of clinical trials. For a list of
state clinical trials insurance laws, see our document Clinical Trials: State Laws
Regarding Insurance Coverage.
The federal government might become involved, too. Bills have
been introduced in both houses of Congress that, if passed, would make
insurers cover certain clinical trials. This would allow more people to
take part in them.
What you can do
If possible, find out what your insurer will cover before you
get involved in a clinical trial.
Find out if your state has laws that require them to cover
routine costs of clinical trials. Then gather as much information as
you can about the study and contact your insurance provider to find out
about coverage. Many providers may not be able to give you a simple yes
or no answer, because they may review claims on a case-by-case basis.
But you may be able to find out if they've covered costs for clinical
trials like yours (or ones that studied the same treatment) in the
past.
Have a summary of your study available, and, if possible, any
results of previous studies of the treatment. You may need to ask your
doctor or the study's research coordinator to help you get this
information. If needed, your doctor may be able to give your insurer
the reasons this study is a good match for you.
Study sponsors are often eager to recruit eligible patients
for their clinical trials, and they may be willing to cover some costs
your insurance does not. If needed, ask your doctor or the research
coordinator to contact the study sponsor on your behalf.
What
would taking part in a clinical trial involve?
Having an idea of what you can expect from taking part in a
study can help relieve some of your concerns and make things go more
smoothly. The first thing you will need to do is give your informed
consent to take part in the study.
Informed consent
The people running the study are required to get your written,
informed consent before you take part in any way (often even before you
have any needed tests to see if you are eligible for the study). In the
informed consent process, the researchers (doctors or nurses) will
explain the details of the study to you and answer your questions and
concerns.
You will then be given a written consent form to sign. Consent
forms are not all the same, but they should include the following:
- the reason for the study (what the researchers hope to find
out)
- who is eligible to take part in the study
- what is known about the new type of treatment
- the possible risks and benefits of the new treatment (based
on what is known so far)
- other treatments that may be an option for you
- the design of the study (whether it is randomized, double
blinded, etc.)
- how many and what types of tests and doctor's visits are
involved
- who must pay for the costs of the clinical trial (tests,
doctor's visits, etc.) and for the costs if you need additional care as
a result of the clinical trial
- a statement about how your identity will be protected
- a statement about the voluntary nature of the study and
your right to leave the study at any time without fear of affecting the
care that you would normally get outside the study
- contact information if you have further questions
Before you sign the consent form, ask questions. Be sure
someone from the research team goes over the form with you in detail.
Efforts are made for consent forms to be easy to understand, but there
still may be words or ideas that are confusing to you. You may want to
bring someone along with you to the meeting to help make sure all your
concerns are addressed.
Be sure you understand what is involved and what is expected
of you. Try to explain what you heard to your doctor or nurse to make
sure you've got it right. Recent surveys have shown that although most
people are satisfied with the informed consent process, more than half
do not understand some of the main points on the consent form.
Finally, don't be rushed into making a decision. Take the
consent form home with you if you need to. Ask trusted family members
and friends what they think. If possible, you may want to get a second
opinion from another doctor, too.
Taking part in the study
Once you've signed the consent form, you will be ready to take
part in the study. You will probably need to have blood tests or
imaging tests done before you start treatment (if you haven't had them
recently). A full medical history and physical exam are also usually
done. The results are needed before you start the actual study to be
sure that you meet the eligibility criteria and to help ensure your
safety.
As mentioned earlier, some studies may require you to stay in
a hospital for a day or 2 to get treatment. In other studies the
participants are treated much the same way as other patients who aren't
in a clinical trial.
You may have tests done more often to find out how well the
treatment is going and to look at how you are doing. It is likely that
you will get more attention as a study participant than you would
otherwise. The doctors and nurses may examine you more often and will
want to know if you are having any side effects (called adverse events)
while being treated.
Because the possible complications may not fully be known, it
is very important to let the research team know about anything out of
the ordinary. They can then decide if symptoms you are having are
related to the study, and if they need to be treated or your treatment
needs to be changed.
Your may quit taking part in the study for any number of
reasons:
- You complete treatment on the study
- The treatment does not appear to be working for you
- You have serious side effects while in the study
- The study itself is stopped early because the treatment
either has proven to work, has proven to not work as well as the
standard treatment, or it's been found to be too harmful
- You decide to leave the study
Once you are out of the study, the researchers may still watch
you for a time so they can continue to get an idea of how you are
doing.
Some studies let you stay on the new treatment even after the
study ends. This is known as open
label, because you and your doctor know which treatment
you are getting. This option varies among clinical trials, so be sure
to ask about it before you begin.
What if I want to leave the study early?
You will be told many times before you enter the study that
taking part in the study is always voluntary. This is an important
point. You have the right to leave the study at any time, for any
reason. Your doctor will still take care of you to the best of his or
her ability.
No matter when or why you leave the study, you may be asked if
the researchers can follow up with you from time to time to see how you
are doing. This may provide them with important information and can
also help ensure your safety, even though you are no longer taking part
in the study.
What if I'm not eligible for a clinical
trial?
Although some people may be too ill or have other problems
that do not allow them to take part in clinical trials, most people
will probably be eligible for some type of study. This is true even if
they've had many different treatments already. Of course, not all
studies you are eligible for are a good fit for you. It's always
important to understand the purpose of the study and to have a
realistic idea of the possible risks and benefits for you.
Clinical trials offer the best access to experimental
treatments. Study protocols, which are written based on the results of
studies done before, are strictly followed and patients are watched
carefully.
Some people may be interested in a certain treatment that is
only available in clinical trials, but may not meet the eligibility
criteria outlined for the studies. In some of these cases, a person's
doctor may ask the study sponsor if they can get an eligibility waiver
or special exception to allow the person into the study, even though
they do not strictly meet all of the criteria. This decision is usually
made by the study's clinical investigator, who sometimes consults with
others involved in the study about the request. If entered in the
study, the person is treated according to the study protocol (the same
tests, doctor's visits, follow-up, etc.), but the results from that
person are not included in the final study results.
In other cases, the studies may have already enrolled enough
people and aren't taking more participants.
At times, there may be ways to get access to treatments that
are in late phase clinical trials but not yet approved by the FDA.
These are usually referred to as expanded
access or compassionate
use programs. In recent years the FDA has broadened these
programs to allow some patients who urgently need these treatments to
be able to get them. For more information, see our document, Compassionate Drug Use.
But it is not always easy to get access to these treatments.
The programs are voluntary on the part of the company making the
treatment. The company is not required to provide the treatment in
these settings, and some companies may decide not to for various
reasons (manufacturing issues, excess demand, etc.). Because of the
amount of effort and paperwork involved, the process of trying to get
an unapproved drug for compassionate use can be slow (weeks to months).
Some of these programs are described below. All require your
informed consent, much the same as for any clinical trial.
Treatment use of an investigational new drug
(treatment IND)
In some cases, if a treatment is showing promise in late phase
clinical trials, the maker may apply to the FDA for a treatment IND
(investigational new drug) status. This is much like setting up a new
study, but it is meant mainly as a way for patients with no other
options to be able to get the treatment before it is approved.
This is sometimes done when a person would not have met the
eligibility criteria for the clinical trials or when the studies are
already closed to further enrollment. The patient must have a
life-threatening or severely debilitating condition for which there are
no other treatment options.
Your doctor would need to get in touch with the treatment
manufacturer to see if such a program exists and what would be needed
for you to enter it. As with clinical trials, these programs have to
have a protocol (written guideline or plan) that meets FDA approval, as
well as approval by an institutional review board (IRB) in many cases.
The supplier may or may not charge for the treatment in
question. It is important to find out beforehand whether you or your
insurance company would pay for the treatment.
Single patient and emergency use of an
investigational new drug
A single
patient IND is used to get access to an unapproved
treatment for one person with a serious condition who is not eligible
for a clinical trial. It is much like a treatment IND in some ways. It
does not require that the clinical trial protocol be followed, but it
would probably require that your doctor spell out in detail the
proposed treatment plan.
To get a single patient IND, your doctor would need to contact
the manufacturer of the treatment to see if they would supply it. He or
she would then need to have the proposed treatment protocol approved by
the IRB and the FDA before treatment would be allowed to begin.
An emergency
IND can be used when there isn't time to get approval from
the IRB. Your doctor would need to contact the manufacturer to see if
you can get the treatment, and then file the needed paperwork with the
FDA. While IRB approval is not needed before starting treatment, the
IRB would have to be notified of the situation and would have to
approve future uses.
Summing it all up
Clinical trials can offer benefits for many people during
their cancer experience. These may include access to newer or more
treatment options, getting more involved medical care, and having a
greater sense of control over one's situation. But by their nature,
clinical trials involve some possible risks and downsides, too, and
they may not be right for everyone. Your decision on whether to look
into or enter a clinical trial should be based on a realistic
understanding of these possible risks and benefits.
If you are thinking about entering a clinical trial, there are
many groups, including the American Cancer Society, who can help guide
you through the information needed to make your decision.
Additional resources
More information from your American Cancer
Society
The following information may also be helpful to you. These
materials may be ordered from our toll-free number, 1-800-227-2345.
National organizations and Web sites*
Along with the American Cancer Society, other sources of
information and support include:
National Cancer
Institute
Toll-free number: 1-800-422-6237 (1-800-4-CANCER)
Web site: www.cancer.gov
Offers general cancer information as well as information on clinical
trials, deciding whether to take part, finding certain clinical trials,
research news, and other resources.
Cancer Hope
Network
Toll-free number: 1-877-467-3638
Web site: www.cancerhopenetwork.org
Matches adult cancer patients with trained volunteers who have
recovered from a similar cancer experience for telephone support. One
program matches volunteers who have been on clinical trials with others
who are considering taking part in a clinical trial.
Centers for
Medicare & Medicaid Services (CMS)
Toll-free number: 1-800-633-4227
TTY: 1-877-486-2048
Web site: www.cms.hhs.gov
A federal agency with the U.S. Department of Health and Human Services
that helps Americans and small companies by ensuring effective,
up-to-date health care coverage and promoting quality care for
beneficiaries. They help answer questions, give information, and refer
callers to state Medicare offices and local HMO's with Medicare
contracts.
*Inclusion on
this list does not imply endorsement by the American Cancer Society.
No matter who you are, we can help. Contact us anytime, day or
night, for information and support. Call us at 1-800-227-2345 or
visit www.cancer.org.
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Last Medical Review: 08/28/2009
Last Revised: 08/28/2009
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